Sze Wai Kwok, financial advisor Fremont CA

Sze Wai Kwok

CRD Number: 6636530
Current Firm: Charles Schwab & Company, Inc.

Sze Wai Kwok (CRD# 6636530) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Fremont, CA and has over 7 years of experience in the finance industry.

Similar Advisors
William Browne, financial advisor Fremont CA
William S. Browne
CRD# 4461199
Monetary Management Corporation
Similar Advisors
Scott Yi, financial advisor Fremont CA
Scott A. Yi
CRD# 4983680
Perigon Wealth Management, LLC
Similar Advisors
Theodore Lew, financial advisor Fremont CA
Theodore D. Lew
CRD# 3262592
Captrust
Company Name Location Dates Years
Charles Schwab & Company, Inc. Fremont, CA May 2019 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newark, CA Jul 2017 - May 2019 1
Bank Of America, N.a. Newark, CA Jul 2017 - May 2019 1
Bank Of The West Oakland, CA Mar 2017 - Jul 2017 < 1
Bancwest Investment Services, Inc. Oakland, CA Mar 2017 - Jul 2017 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fremont, CA Apr 2016 - Mar 2017 < 1
Bank Of America Fremont, CA Aug 2013 - Mar 2016 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2016
Contact Info for Sze Wai Kwok
Phone Number: 415-667-7000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.