Gregory CarrollCRD Number: 6357759
Current Firm: Securian Financial Services, Inc.
Gregory Carroll (CRD# 6357759) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Newark, DE and has over 3 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Msi Financial Services, Inc.
|Securian Financial Services Inc.||St. Paul, MN||Jun 2014 - Current||3|
|Minnesota Life||St. Paul, MN||Jun 2014 - Current||3|
|Diamond State Financial Group||Newark, DE||Jun 2014 - Current||3|
|Self Employment||Newark, DE||Jun 2000 - Dec 2015||15|
|University Of Delaware||Newark, DE||Aug 1999 - Jun 2014||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2014|
|S65||NASAA Investment Advisors Law Examination||Dec 2014|
Total Assets Under Management7,655MILLIONS
Total Number of Accounts33,011ACCOUNTS
Average Account Value$231,901
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV