Gregory Carroll, financial advisor Newark DE
88 score

Gregory Carroll

CRD Number: 6357759
Current Firm: Securian Financial Services, Inc.

Gregory Carroll (CRD# 6357759) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Newark, DE and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Securian Financial Services Inc. St. Paul, MN Jun 2014 - Current 2
Minnesota Life St. Paul, MN Jun 2014 - Current 2
Diamond State Financial Group Newark, DE Jun 2014 - Current 2
Self Employment Newark, DE Jun 2000 - Dec 2015 15
University Of Delaware Newark, DE Aug 1999 - Jun 2014 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2014
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for Gregory S. Carroll
Phone Number: 651-665-5609
Registered State(s):
  • DE
By the Numbers
  • Total Assets Under Management
    6,627
    MILLIONS
  • Total Number of Accounts
    29,442
    ACCOUNTS
  • Average Account Value
    $225,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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