Jacob Yates, financial advisor Newark DE
89 score

Jacob Yates

CRD Number: 6306428
Current Firm: Securian Financial Services, Inc.

Jacob Yates (CRD# 6306428) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Newark, DE and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Securian Financial Services Inc. St Paul, MN Feb 2014 - Current 2
Minnesota Life Insurance Co St Paul, MN Feb 2014 - Current 2
Diamond State Financial Newark, DE Feb 2014 - Current 2
Medeast Post-op & Surgical Mt. Laurel, NJ May 2013 - May 2014 1
Rowan University Glassboro, NJ Aug 2010 - May 2013 2
College Works Painting Gloucester County, NJ Jan 2012 - Aug 2012 < 1
Plum Landscaping Deptford, NJ May 2010 - Aug 2011 1
Monmouth/ Rowan University West Long Branch/ Glassboro, NJ Aug 2009 - May 2010 < 1
Fazzio Steel Washington Twp, NJ Jan 2008 - Jul 2009 1
Gloucester Catholic Gloucester, NJ Sep 2005 - Jun 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Jacob K. Yates
Phone Number: 651-665-5609
Registered State(s):
  • DE
By the Numbers
  • Total Assets Under Management
    6,627
    MILLIONS
  • Total Number of Accounts
    29,442
    ACCOUNTS
  • Average Account Value
    $225,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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