Richard CookCRD Number: 5961727
Current Firm: Msi Financial Services, Inc.
Richard Cook (CRD# 5961727) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Newark, DE and has over 5 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Msi Financial Services, Inc.
|Metlife Securities Inc.||Newark, DE||Aug 2011 - Current||5|
|Firebird's Woodfire Grill||Newark, DE||Jun 2010 - Aug 2011||1|
|Firebird's Woodfire Grill||Newark, DE||Apr 2009 - Aug 2011||2|
|Pennsylvania State University||Media, PA||Aug 2005 - May 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2012|
|S65||NASAA Investment Advisors Law Examination||Oct 2012|
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV