Walter BishopCRD Number: 1041625
Current Firm: Founders Financial Securities, LLC
Walter Bishop (CRD# 1041625) is an Investment Advisor Representative working at Founders Financial Securities, LLC in Newark, DE and has over 22 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Planning Directions, Inc.
|Metlife Securities||Newark, DE||Sep 2005 - Current||11|
|Metropolitan Life Insurance||Newark, DE||Sep 2005 - Current||11|
|Self||Newark, DE||Nov 1997 - Current||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management615MILLIONS
Total Number of Accounts7,645ACCOUNTS
Average Account Value$80,383
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)