Joseph FerraroCRD Number: 3057610
Current Firm: Prudential Investments LLC
Joseph Ferraro (CRD# 3057610) is an Investment Advisor Representative working at Prudential Investments LLC in Newark, NJ and has over 16 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Prudential Investment Management Services LLC||Newark, NJ||Mar 2007 - Current||10|
|Prudential Insurance Company Of America||Newark, NJ||Mar 2007 - Current||10|
|Ryan Beck & Company||New York, NY||Nov 2006 - Mar 2007||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pennington, NJ||May 2004 - Nov 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2000|
|S65||NASAA Investment Advisors Law Examination||Dec 2000|
Total Assets Under Management257,852MILLIONS
Total Number of Accounts189ACCOUNTS
Average Account Value$1,364,297,007
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AZ, CA, CT, FL, IL, IN, KY, MA, MO, NC, NJ, OH, OR, PA, TN, TX, VA, WA, WI
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