Richard WomackCRD Number: 5993286
Current Firm: H.d. Vest Advisory Services, Inc.
Richard Womack (CRD# 5993286) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Newbury Park, CA and has over 6 years of experience in the finance industry. Richard Womack has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fried Asset Management, Inc.
Felicitas Investors LLC
Invictus Asset Management LLC
|H.d.vest Advisory Services||Newbury Park, CA||Jun 2012 - Current||5|
|H.d. Vest Investment Services||Newbury Park, CA||Nov 2011 - Current||6|
|Conejo Tax Services||Newbury Park, CA||Jan 1992 - Current||26|
|Pepperdine University||Malibu, CA||Mar 1989 - Jul 2015||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2012|
|S65||NASAA Investment Advisors Law Examination||Jun 2012|
Total Assets Under Management12,278MILLIONS
Total Number of Accounts56,222ACCOUNTS
Average Account Value$218,381
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY