Stephen Arnold, financial advisor Austin TX

Stephen Arnold

CRD Number: 1178562
Current Firm: Kestra Advisory Services, LLC

Stephen Arnold (CRD# 1178562) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Austin, TX and has over 40 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Investment Services, LLC Palm Desert, CA Oct 2023 - Current < 1
Kestra Advisory Services, LLC Palm Desert, CA Oct 2023 - Current < 1
Osaic Wealth, Inc. Newbury Park, CA Sep 2023 - Oct 2023 < 1
Sagepoint Financial Westlake Village, CA Jan 2013 - Sep 2023 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Stephen C. Arnold
Phone Number: 8445537872
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    41,795
    MILLIONS
  • Total Number of Accounts
    140,407
    ACCOUNTS
  • Average Account Value
    $297,671
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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