Carolyn Ngo, financial advisor Newport RI
93 score

Carolyn Ngo

CRD Number: 5442405
Current Firm: Usaa Financial Planning Services

Carolyn Ngo (CRD# 5442405) is an Investment Advisor Representative working at Usaa Financial Planning Services in Newport, RI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Usaa Financial Planning Services Newport, RI Jan 2011 - Current 5
Usaa Financial Advisors, Inc. Newport, RI Oct 2007 - Current 9
Usaa Investment Management Company San Antonio, TX Mar 2008 - Jan 2011 2
Usaa Life Insurance Company San Antonio, TX Oct 2007 - Jan 2011 3
Usaa San Antonio, TX Jan 2001 - Mar 2008 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2008
Contact Info for Carolyn Ngo
Phone Number: 800-531-USAA
Firm Website: https://www.usaa.com
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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