David Risch, financial advisor Newport RI
81 score

David Risch

CRD Number: 4565820
Current Firm: Santander Securities

David Risch (CRD# 4565820) is an Investment Advisor Representative working at Santander Securities in Newport, RI and has over 11 years of experience in the finance industry.

Similar Advisors
Ronald Kent, financial advisor Newport RI
Ronald W. Kent
CRD# 728447
Spinnaker Asset Management Inc.
Score
103
Similar Advisors
Rick Campbell, financial advisor Newport RI
Rick W. Campbell
CRD# 4566472
Financial Independence, LLC
Score
103
Similar Advisors
Matthew Cunningham, financial advisor Newport RI
Matthew J. Cunningham
CRD# 5298864
First Financial Advisory Services Inc.
Score
103
Company Name Location Dates Years
Santander Securities LLC San Juan, PR May 2015 - Current 1
Santander Bank Na Barrington, RI May 2015 - Current 1
Guardian Life Insurance Company Rockland, MA Sep 2013 - May 2015 1
Park Avenue Securities Rockland, MA Sep 2013 - May 2015 1
Park Avenue Securities LLC Rockland, ME May 2013 - Sep 2013 < 1
Guardian Life Insurance Co Of America Rockland, ME May 2013 - Sep 2013 < 1
Guardian Life Insurance Co Of America Farmington, CT May 2012 - May 2013 1
Park Avenue Securities LLC Farmington, CT May 2012 - May 2013 1
Edward Jones St Louis, MO Feb 2009 - May 2012 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence, RI Nov 2007 - Dec 2008 1
Metlife Securities Providence, RI Apr 2005 - Nov 2007 2
Metlife Providence, RI Apr 2004 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for David F. Risch
Phone Number: 787-759-5378
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    556
    MILLIONS
  • Total Number of Accounts
    3,432
    ACCOUNTS
  • Average Account Value
    $162,047
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Risch and other advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.