Randal PoirierCRD Number: 3030356
Current Firm: Royal Alliance Associates, Inc.
Randal Poirier (CRD# 3030356) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Newport, RI and has over 24 years of experience in the finance industry.
Lpl Financial LLC
Integrated Wealth Concepts LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Royal Alliance Associates, Inc.||New Port, RI||Nov 2018 - Current||3|
|John Hancock Mutual Life Insurance Co||Warwick, RI||May 1997 - Nov 2018||21|
|Signator Investors, Inc.||Boston, MA||May 1997 - Nov 2018||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management28,249MILLIONS
Total Number of Accounts112,286ACCOUNTS
Average Account Value$251,584
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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