Alan Flores (CRD# 2372912) is an Investment Advisor Representative working at Darkhorse Advisor in Newport Beach, CA and has over 30 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Darkhorse Advisor, LLC | Newport Beach, CA | Jun 2020 - Current | 3 |
| Clearview Investment Partners, LLC | Newport Beach, CA | May 2009 - May 2020 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1993 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1993 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- LA
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Total Assets Under Management33MILLIONS
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Total Number of Accounts105ACCOUNTS
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Average Account Value$310,606
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, LA
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