Charles Farrell (CRD# 2685966) is President & CEO at Newport Capital Advisors in Newport Beach, CA and has over 23 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Newport Capital Advisors | Newport Beach, CA | Jul 2009 - Current | 11 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach, CA | Nov 1995 - Jun 2009 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S7 | General Securities Representative Examination (GS) | Jan 1996 |
| S31 | Futures Managed Funds Examination | Jan 1996 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1996 |
| S63 | Uniform Securities State Law Examination | Feb 1996 |
- CA
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Total Assets Under Management990MILLIONS
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Total Number of Accounts4,261ACCOUNTS
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Average Account Value$232,226
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, LA, MA, MD, MT, NC, NH, NJ, NM, NV, NY, OR, PA, SC, TN, TX, UT, VA, WA, WI
Newport Capital Advisors offer securities through Securities America, Inc., member FINRA/SIPC, clearing through National Financial Services (NFS), LLC, member SIPC, a Fidelity Investments company. Advisory services are offered through Cooper McManus, a SEC Registered Investment Advisor. Newport Capital Advisors, NFS/Fidelity Investments, Cooper McManus and Securities America are separate entities. CA Insurance License # 0B77357.
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