Charles Farrell, financial advisor Newport Beach CA

Charles Farrell

CRD Number: 2685966
Current Firm: Cooper Mcmanus
Compensation Model: Both

Charles Farrell (CRD# 2685966) is President & CEO at Newport Capital Advisors in Newport Beach, CA and has over 23 years of experience in the finance industry.

CONTACT
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Company Name Location Dates Years
Newport Capital Advisors Newport Beach, CA Jul 2009 - Current 11
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach, CA Nov 1995 - Jun 2009 13
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Jan 1996
S31 Futures Managed Funds Examination Jan 1996
S65 NASAA Investment Advisors Law Examination Feb 1996
S63 Uniform Securities State Law Examination Feb 1996
Contact Info for Charles F. Farrell
By the Numbers
  • Total Assets Under Management
    990
    MILLIONS
  • Total Number of Accounts
    4,261
    ACCOUNTS
  • Average Account Value
    $232,226
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, LA, MA, MD, MT, NC, NH, NJ, NM, NV, NY, OR, PA, SC, TN, TX, UT, VA, WA, WI

Firm Disclaimer:

Newport Capital Advisors offer securities through Securities America, Inc., member FINRA/SIPC, clearing through National Financial Services (NFS), LLC, member SIPC, a Fidelity Investments company. Advisory services are offered through Cooper McManus, a SEC Registered Investment Advisor. Newport Capital Advisors, NFS/Fidelity Investments, Cooper McManus and Securities America are separate entities. CA Insurance License # 0B77357.

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Data verified by both the advisor and the public regulatory data.

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