Charmin WuCRD Number: 4633293
Current Firm: H.d. Vest Advisory Services, Inc.
Charmin Wu (CRD# 4633293) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Newport Beach, CA and has over 14 years of experience in the finance industry.
Centaurus Financial, Inc.
Balboa Wealth Partners, Inc.
First Heartland Consultants, Inc.
|Ra Lotter Insurance Marketing Inc.||Newport Beach, CA||Oct 2017 - Current||< 1|
|Covered California Aca Certified Insurance Agent||Newport Beach, CA||Nov 2013 - Current||4|
|H.d. Vest Advisory Services||Newport Beach, CA||Jan 2012 - Current||6|
|H.d. Vest Investment Services||Nweport, CA||Jan 2012 - Current||6|
|H.d. Vest Insurance Agency, Inc.||Newport Beach, CA||Jan 2012 - Current||6|
|Morgan Stanley Smith Barney||Irvine, CA||Jun 2009 - Jan 2012||2|
|Morgan Stanley & Company, Incorporated||Irvine, CA||Apr 2007 - Jan 2012||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2003|
Total Assets Under Management12,278MILLIONS
Total Number of Accounts56,222ACCOUNTS
Average Account Value$218,381
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY