Jeffrey Nelson (CRD# 5965921) is an Investment Advisor Representative working at Schwab Wealth Advisory, Inc. in San Diego, CA and has over 12 years of experience in the finance industry. Jeffrey Nelson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4903966
Western Wealth Management LLC
CRD# 5727391
Oneamerica Securities, Inc.
CRD# 3087085
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Schwab Private Client Investment Advisory | San Diego, CA | Jun 2022 - Current | 1 |
| Charles Schwab & Company, Inc. | San Diego, CA | Aug 2019 - Current | 4 |
| Charles Schwab Bank | Redmond, WA | Aug 2019 - Jun 2022 | 2 |
| Tiaa | Newport Beach, CA | Apr 2018 - Aug 2019 | 1 |
| Tiaa-cref Individual & Institutional Services, LLC | Newport Beach, CA | Apr 2018 - Aug 2019 | 1 |
| Key Bank | Portland, OR | Dec 2017 - Apr 2018 | < 1 |
| Tiaa | Newport Beach, CA | Dec 2014 - Dec 2017 | 3 |
| Tiaa-cref Individual & Institutional Services, LLC | Newport Beach, CA | Dec 2014 - Nov 2017 | 2 |
| Wells Fargo Advisors, LLC | Anaheim Hills, CA | Aug 2011 - Dec 2014 | 3 |
| Wells Fargo Bank, N.a. | Anaheim Hills, CA | Jun 2008 - Dec 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
- CA
- TX
- WA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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