John Appleby, financial advisor Scottsdale AZ

John Appleby

CRD Number: 1069521
Current Firm: Balboa Wealth Partners, Inc.

John Appleby (CRD# 1069521) is an Investment Advisor Representative working at Balboa Wealth Partners, Inc. in Scottsdale, AZ and has over 40 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Balboa Wealth Partners, Inc. San Diego, CA Dec 2019 - Current 4
Essential Returns Objective San Diego, CA Sep 2018 - Current 5
Invest Capital Partners, LLC San Diego, CA Sep 2018 - Dec 2019 1
Balboa Wealth Partners, Inc. Newport, CA Mar 2016 - Sep 2018 2
Apex Capital Dayton, OH Dec 2014 - Mar 2016 1
Rockwood Investment Counsel, LLC San Diego, CA Nov 2013 - Dec 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1983
S65 NASAA Investment Advisors Law Examination May 1993
Contact Info for John A. Appleby
Phone Number: 949-445-1465
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    661
    MILLIONS
  • Total Number of Accounts
    1,851
    ACCOUNTS
  • Average Account Value
    $357,094
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IL, NJ, NV, NY, OR, TN, TX, UT, WA

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