Joseph Stapleton, financial advisor Newport Beach CA

Joseph Stapleton

CRD Number: 5617995
Current Firm: Spinnaker Investment Group, LLC

Joseph Stapleton (CRD# 5617995) is an Investment Advisor Representative working at Spinnaker Investment Group, LLC in Newport Beach, CA and has over 15 years of experience in the finance industry.

Similar Advisors
Daniel Horgan, financial advisor Newport Beach CA
Daniel C. Horgan
CRD# 1620034
Raymond James & Associates, Inc.
Similar Advisors
James Skorheim, financial advisor Newport Beach CA
James M. Skorheim
CRD# 6384003
Dorman Skorheim Wealth Management LLC
Similar Advisors
Richard Jensen, financial advisor Newport Beach CA
Richard A. Jensen
CRD# 2361078
Baker Jensen Investment Advisors, LLC
Company Name Location Dates Years
Dmk Advisors (formerly Stephen A. Kohn & Associates, Ltd.) Englewood, CO Nov 2017 - Current 6
Spinnaker Investment Group, LLC Newport Beach, CA May 2016 - Current 7
Massmutual Life Insurance Company Irvine, CA Oct 2014 - May 2016 1
Mml Investors Services LLC Irvine, CA Oct 2014 - May 2016 1
Signature Resources Capital Management Irvine, CA Nov 2010 - May 2016 5
Signature Resources, I&fs, Inc. Irvine, CA Mar 2008 - May 2016 8
Signator Investors, Inc. Irvine, CA Nov 2008 - Nov 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2008
Contact Info for Joseph M. Stapleton
Phone Number: (949) 396-6700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    677
    MILLIONS
  • Total Number of Accounts
    2,196
    ACCOUNTS
  • Average Account Value
    $308,186
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, CO, FL, ID, IL, LA, NC, NH, NV, NY, TN, TX, UT, VA, WA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.