Karen PatelCRD Number: 3170316
Current Firm: Mml Investors Services, LLC
Karen Patel (CRD# 3170316) is an Investment Advisor Representative working at Mml Investors Services, LLC in Newport Beach, CA and has over 4 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Mml Investors Services LLC||Newport Beach, CA||Jan 2013 - Current||5|
|Massmutual Life Insurance Company||Newport Beach, CA||Mar 2012 - Current||5|
|The Rsh Group||Mission Viejo, CA||Jan 2011 - Dec 2011||< 1|
|Unemployed||Eastvale, CA||Mar 2010 - Dec 2010||< 1|
|California Bank & Trust||Anaheim, CA||Oct 2007 - Mar 2010||2|
|County Of San Bernardino||San Bernardino, CA||Sep 2006 - Aug 2007||< 1|
|Mchenry County Edc||Mchenry, IL||May 2001 - Sep 2006||5|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Oct 2014|
|S63||Uniform Securities State Law Examination||Apr 2013|
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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