Kelly LarocqueCRD Number: 5981523
Current Firm: Mml Investors Services, LLC
Kelly Larocque (CRD# 5981523) is an Investment Advisor Representative working at Mml Investors Services, LLC in Newport Beach, CA and has over 2 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Asset Planning, Inc.
|Massmutual Life Insurance Company||Newport Beach, CA||Nov 2013 - Current||2|
|Mml Investors Services LLC||Newport Beach, CA||Nov 2013 - Current||2|
|Northwestern Mutual Investment Services, LLC||Newport Beach, CA||Aug 2013 - Oct 2013||< 1|
|Ira Hermann||Newport Beach, CA||Jul 2013 - Oct 2013||< 1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Jun 2012 - Jul 2013||1|
|Ucsb||Santa Barbara, CA||Sep 2010 - Jun 2013||2|
|Ameriprise Financial||Santa Barbara, CA||Sep 2011 - May 2012||< 1|
|Ucsb- Portola Dining Commons||Goleta, CA||Dec 2010 - Sep 2011||< 1|
|Unemployed||Goleta, CA||Jun 2010 - Jan 2011||< 1|
|The Tutoring Center||Laguna Hills, CA||Nov 2009 - Jun 2010||< 1|
|Capistrano Valley High||Mission Viejo, CA||Jun 2006 - Jun 2010||4|
|The Original Pancake House||Laguna Hills, CA||Jun 2009 - May 2010||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2014|
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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