Luis Saucedo, financial advisor Newport Beach CA
93 score

Luis Saucedo

CRD Number: 3162480
Current Firm: Mml Investors Services, LLC

Luis Saucedo (CRD# 3162480) is an Investment Advisor Representative working at Mml Investors Services, LLC in Newport Beach, CA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Capstone Partners Financial And Insurance Services,llc Newport Beach, CA Apr 2016 - Current < 1
Mml Investors Services Newport Beach, CA Apr 2016 - Current < 1
Freeway Insurance Services Huntington Beach, CA Nov 2014 - Mar 2016 1
Massmutual San Diego La Jolla, CA Apr 2015 - Feb 2016 < 1
Mml Investors Services LLC La Jolla, CA Aug 2013 - Feb 2016 2
Massmutual Life Insurance Company La Jolla, CA Jul 2013 - Feb 2016 2
Aig Direct (formerly Matrix Direct) San Diego, CA Mar 2012 - Jul 2013 1
Chase Investment Services Corp. San Diego, CA Sep 2008 - Feb 2012 3
Wm Financial Services, Inc. San Diego, CA Sep 2005 - May 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 1999
Contact Info for Luis R. Saucedo
Phone Number: (413)737-8400
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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