Matthew Mosich, financial advisor Newport Beach CA

Matthew Mosich

CRD Number: 6666098
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Matthew Mosich (CRD# 6666098) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Newport Beach, CA Sep 2021 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach, CA Jul 2017 - Current 4
Sdsu Full Time Student San Diego, CA Aug 2016 - Aug 2017 1
Merrill Lynch Costa Mesa, CA Jun 2016 - Aug 2016 < 1
Tangiers Investment Group San Diego, CA Mar 2016 - Jun 2016 < 1
Bank Of Cardiff San Diego, CA Jan 2016 - Mar 2016 < 1
Sdsu Full Time Student San Diego, CA Aug 2015 - Jan 2016 < 1
Proamerica Bank Los Angeles, CA Jul 2015 - Aug 2015 < 1
Sdsu Full Time Student San Diego, CA Aug 2014 - Jul 2015 < 1
M&m Tool Co Harbor City, CA Jun 2014 - Aug 2014 < 1
Sdsu Full Time Student San Diego, CA Aug 2013 - Jun 2014 < 1
Rubios Palos Verdes, CA Jan 2013 - Aug 2013 < 1
Palos Verdes High School Palos Verdes Estates, CA Aug 2009 - Jan 2013 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2018
Contact Info for Matthew J. Mosich
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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