Scott Smeltzer, financial advisor Newport Beach CA
93 score

Scott Smeltzer

CRD Number: 5900183
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scott Smeltzer (CRD# 5900183) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Newport Beach, CA Apr 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach, CA Mar 2014 - Current 2
U.s. Trust, Bank Of America Private Wealth Management San Diego, CA Jan 2013 - Mar 2014 1
Bank Of America, N.a. Brea, CA May 2011 - Jan 2013 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea, CA Feb 2011 - May 2011 < 1
Bank Of America Brea, CA Nov 2007 - Feb 2011 3
California State University Fulerton Fullerton, CA Jan 2009 - Jan 2011 2
Fullerton Community College Fullerton, CA Aug 2006 - Dec 2008 2
Radio Shack Kiosk @ Sam's Club La Habra, CA May 2007 - Nov 2007 < 1
Walmart/sam's Club La Habra, CA Mar 2006 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Scott T. Smeltzer
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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