Shannon Main, financial advisor Santa Barbara CA

Shannon Main

CRD Number: 2618544
Current Firm: Pensionmark Financial Group, LLC

Shannon Main (CRD# 2618544) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Santa Barbara, CA and has over 28 years of experience in the finance industry. Shannon Main has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Pensionmark Fg, Llc Dba Fiduciary Retirement Advisory Group Santa Barbara, CA Jun 2017 - Current 6
Penniall Retirement Advisors Newport Beach, CA Jul 2015 - Jun 2017 1
United Planners' Financial Services Scottsdale, AZ Aug 2009 - Jun 2017 7
Penniall & Associates, Inc. Pasadena, CA Aug 2009 - Jun 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1995
S65 NASAA Investment Advisors Law Examination Oct 1996
Contact Info for Shannon C. Main
Phone Number: 888-201-5488
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    26,623
    MILLIONS
  • Total Number of Accounts
    7,380
    ACCOUNTS
  • Average Account Value
    $3,607,399
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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