Thomas ArthurCRD Number: 1839742
Current Firm: Euro Pacific Capital, Inc.
Thomas Arthur (CRD# 1839742) is an Investment Advisor Representative working at Euro Pacific Capital, Inc. in Newport Beach, CA and has over 21 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Euro Pacific Capital Inc.||Newport Beach, CA||Mar 2010 - Current||7|
|Chase Investment Services Corp||Seal Beach, CA||Dec 2009 - Mar 2010||< 1|
|U.s. Bancorp Investments, Inc.||Fountain Valley, CA||Apr 2009 - Dec 2009||< 1|
|Wachovia Securities, LLC||Long Beach, CA||Feb 2007 - Apr 2009||2|
|Atlas Securities, Inc.||San Leandro, CA||Jan 1998 - Feb 2007||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1995|
|S65||NASAA Investment Advisors Law Examination||Dec 2006|
Total Assets Under Management540MILLIONS
Total Number of Accounts2,441ACCOUNTS
Average Account Value$221,062
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV