Timothy Henderson, financial advisor Newport Beach CA

Timothy Henderson

CRD Number: 3090032
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Timothy Henderson (CRD# 3090032) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Newport Beach, CA Feb 2019 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach, CA Feb 2019 - Current 2
Turnoutt, Inc. Santa Monica, CA Feb 2016 - Feb 2019 3
Unemployed Aliso Viejo, CA Mar 2017 - May 2017 < 1
J.p. Morgan Securities LLC Costa Mesa, CA Feb 2011 - Mar 2017 6
Jpmorgan Chase Bank Costa Mesa, CA Mar 2010 - Mar 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S65 NASAA Investment Advisors Law Examination Oct 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Timothy Henderson
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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