Trudy Haussmann (CRD# 1596890) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 33 years of experience in the finance industry. Trudy Haussmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Robert Haugan & Trudy Haussmann | Laguna Hills, CA | Aug 2006 - Current | 17 |
| Double H Properties | Newport Beach, CA | Dec 2004 - Current | 19 |
| Haussmann Financial, Inc. | Newport Beach, CA | Aug 1996 - Current | 27 |
| Securities America, Inc. | Newport Beach, CA | Feb 1991 - Current | 33 |
| Trudy Haussmann | Newport Beach, CA | Jan 1987 - Current | 37 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1990 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management779MILLIONS
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Total Number of Accounts2,216ACCOUNTS
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Average Account Value$351,326
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