William BoggsCRD Number: 5051598
Current Firm: Lpl Financial LLC
William Boggs (CRD# 5051598) is an Investment Advisor Representative working at Lpl Financial LLC in Newport Beach, CA and has over 16 years of experience in the finance industry. William Boggs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Raymond James & Associates, Inc.
Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Pence Wealth Management Corporation||Newport Beach, CA||Oct 2016 - Current||5|
|Lpl Financial, LLC||Newport Beach, CA||Sep 2016 - Current||5|
|Lpl Financial||San Diego, CA||Dec 2012 - Sep 2016||3|
|Unemployed||San Diego, CA||Aug 2012 - Dec 2012||< 1|
|Bofa / Merrill Lynch||San Diego, CA||Aug 2011 - Aug 2012||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2005|
Total Assets Under Management268,834MILLIONS
Total Number of Accounts1,055,189ACCOUNTS
Average Account Value$254,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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