Alexis SwannCRD Number: 5406484
Current Firm: Wells Fargo Advisors, LLC
Alexis Swann (CRD# 5406484) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Newport News, VA and has over 8 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Wells Fargo Advisors LLC||Norfolk, VA||May 2009 - Current||8|
|Wachovia Bank, N.a.||Norfolk, VA||Feb 1994 - Current||24|
|Wachovia Securities, LLC||Norfolk, VA||Sep 2007 - May 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2009|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV