Steven Nikkel, financial advisor Newton KS

Steven Nikkel

CRD Number: 3045349
Current Firm: Cetera Investment Advisers LLC

Steven Nikkel (CRD# 3045349) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Newton, KS and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Newton, KS Jan 2014 - Current 10
Cetera Investment Services LLC St Cloud, MN Apr 1998 - Current 25
The Citizens State Bank Newton, KS Apr 1998 - Current 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S65 NASAA Investment Advisors Law Examination Feb 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven D. Nikkel
Phone Number: 888-528-2987
Registered State(s):
  • KS
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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