Steven Lyons, financial advisor Newton NJ

Steven Lyons

CRD Number: 5343894
Current Firm: Lpl Financial LLC

Steven Lyons (CRD# 5343894) is an Investment Advisor Representative working at Lpl Financial LLC in Newton, NJ and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Newton, NJ Jan 2022 - Current 2
First Hope Wealth Management Newton, NJ Dec 2015 - Current 8
Raymond James Financial Services Advisors, Inc. Newton, NJ Jan 2009 - Jan 2022 13
Raymond James Financial Services Newton, NJ Jan 2008 - Jan 2022 14
First Hope Bank Newton, NJ Sep 2007 - Jul 2015 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven K. Lyons
Phone Number: 704-733-3300
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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