Mark Fiskio, financial advisor Newton Lower Falls MA
83 score

Mark Fiskio

CRD Number: 1197038
Current Firm: Empirical Asset Management, LLC

Mark Fiskio (CRD# 1197038) is an Investment Advisor Representative working at Empirical Asset Management, LLC in Newton Lower Falls, MA and has over 32 years of experience in the finance industry.

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Assetgrade, LLC
Company Name Location Dates Years
Race Rock Capital LLC Boston, MA May 2016 - Current < 1
Empirical Asset Management, LLC Wellesley, MA Oct 2010 - Current 6
Herbert J Sims & Co Wellesley, MA Sep 2012 - Jun 2014 1
Bank Of America, Na Newton, MA Sep 2009 - Sep 2010 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton, MA Mar 2006 - Sep 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Apr 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark H. Fiskio
Phone Number: 781-431-2220
Registered State(s):
  • MA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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