Alan BatesCRD Number: 2137050
Current Firm: Hamilton-bates Investment Research, Inc.
Alan Bates (CRD# 2137050) is an Investment Advisor Representative working at Hamilton-bates Investment Research, Inc. in Newtown Square, PA and has over 31 years of experience in the finance industry.
Affinity Wealth Management LLC
Oppenheimer & Company Inc.
Planning Capital Management Corp.
|Hamilton-bates Investment Research, Inc.||Newtown Square, PA||Sep 1998 - Current||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1991|
|S65||NASAA Investment Advisors Law Examination||Oct 1992|
Total Assets Under Management53MILLIONS
Total Number of Accounts380ACCOUNTS
Average Account Value$138,670
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, IL, PA, TX
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