Bruce Cumby (CRD# 1086868) is an Investment Advisor Representative working at Eagle Strategies LLC in Newtown Square, PA and has over 39 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cumby, Spencer & Associates Financial Group | Havertown, PA | Sep 2013 - Current | 10 |
| Cumby, Spencer & Associates Exit Planning Strategies | Havertown, PA | Sep 2004 - Current | 19 |
| Nylife Securities LLC | Horsham, PA | Nov 1983 - Current | 40 |
| New York Life Ins Co | Horsham, PA | Aug 1980 - Current | 43 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1985 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management20,358MILLIONS
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Total Number of Accounts95,287ACCOUNTS
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Average Account Value$213,647
- A percentage of assets under your management
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