Charles Buckley, financial advisor Nicholasville KY

Charles Buckley

CRD Number: 1752633
Current Firm: Spectrum Financial Alliance, Ltd., LLC

Charles Buckley (CRD# 1752633) is an Investment Advisor Representative working at Spectrum Financial Alliance, Ltd., LLC in Nicholasville, KY and has over 36 years of experience in the finance industry. Charles Buckley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Falcon Harley Ltd., LLC Nicholasville, KY Apr 2000 - Current 23
Spectrum Financial Alliance, Ltd., LLC Nicholasville, KY Apr 1995 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1987
S65 NASAA Investment Advisors Law Examination Feb 1995
Contact Info for Charles K. Buckley
Phone Number: 859-223-6333
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    228
    MILLIONS
  • Total Number of Accounts
    1,121
    ACCOUNTS
  • Average Account Value
    $203,268
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

FL, GA, IL, IN, KY, TN, TX

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