Michael Brown, financial advisor Niles IL
96 score

Michael Brown

CRD Number: 5376742
Current Firm: J.p. Morgan Securities LLC

Michael Brown (CRD# 5376742) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Niles, IL and has over 8 years of experience in the finance industry. Michael Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
J.p. Morgan Securities LLC Chicago, IL Oct 2012 - Current 4
Jpmorganchase Bank Na Western Springs, IL Jul 2008 - Current 8
Chase Investment Services Corp Western Springs, IL Jul 2008 - Oct 2012 4
St.marys Of Gosten Church Downers Grove, IL Jun 2008 - Jun 2008 < 1
Pondersosa Midland, MI Oct 2007 - May 2008 < 1
Northwestern Mutual Downers Grove, IL May 2007 - Aug 2007 < 1
Red Lobster West Palm Beach, FL Mar 2007 - May 2007 < 1
Sudxo West Palm Beach, FL Feb 2007 - Mar 2007 < 1
Carrabba's West Palm Beach, FL Feb 2006 - Feb 2007 1
Cooper Flexable Packaging West Chicago, IL May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination Jan 2011
Contact Info for Michael J. Brown
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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