Kevin Brown, financial advisor Tucson AZ

Kevin Brown

CRD Number: 1240188
Current Firm: Union Capital Company

Kevin Brown (CRD# 1240188) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Union Capital Company Tucson, AZ Dec 2015 - Current 8
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Dec 2015 < 1
Sterne Agee Financial Services, Inc. Cortland, OH Sep 2014 - Dec 2015 1
Wrp Investments, Inc. Youngstown, OH Mar 1997 - Dec 2015 18

Kevin Brown has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kevin M. Brown
Phone Number: 520-664-2001
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    140
    MILLIONS
  • Total Number of Accounts
    550
    ACCOUNTS
  • Average Account Value
    $254,545
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IA, ID, IL, IN, MN, NE, NM, NV, OH, TN, TX, WA

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