Tandy Joslin, financial advisor Niotaze KS

Tandy Joslin

CRD Number: 1357118
Current Firm: Joslin Financial Services, Inc.

Tandy Joslin (CRD# 1357118) is an Investment Advisor Representative working at Joslin Financial Services, Inc. in Niotaze, KS and has over 38 years of experience in the finance industry. Tandy Joslin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Joslin Financial Services, Inc. Niotaze, KS Jan 2018 - Current 6
Joslin Financial Services, Inc. Niotaze, KS Dec 2006 - Current 17
Joslin Insurance Services, Inc. Niotaze, KS Dec 2006 - Current 17
Ssn Advisory, Inc. Niotaze, KS Feb 2012 - Dec 2017 5
Securities Service Network Niotaze, KS Jan 2012 - Dec 2017 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1985
S65 NASAA Investment Advisors Law Examination Mar 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Tandy L. Joslin
Phone Number: 620-330-3399
Registered State(s):
  • KS
By the Numbers
  • Total Assets Under Management
    7
    MILLIONS
  • Total Number of Accounts
    40
    ACCOUNTS
  • Average Account Value
    $167,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

KS

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