Tandy JoslinCRD Number: 1357118
Current Firm: Joslin Financial Services, Inc.
Tandy Joslin (CRD# 1357118) is an Investment Advisor Representative working at Joslin Financial Services, Inc. in Niotaze, KS and has over 32 years of experience in the finance industry. Tandy Joslin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Joslin Financial Services, Inc.||Niotaze, KS||Jan 2018 - Current||< 1|
|Joslin Insurance Services, Inc.||Niotaze, KS||Dec 2006 - Current||11|
|Joslin Financial Services, Inc.||Niotaze, KS||Dec 2006 - Current||11|
|Ssn Advisory, Inc.||Niotaze, KS||Feb 2012 - Dec 2017||5|
|Securities Service Network||Niotaze, KS||Jan 2012 - Dec 2017||5|
|Cfd Investments, Inc.||Kokomo, IN||Jan 2011 - Dec 2011||< 1|
|Creative Financial Designs, Inc.||Kokomo, IN||Jan 2011 - Dec 2011||< 1|
|Berthel Fisher & Company Financial Services, Inc.||Niotaze, KS||Oct 2010 - Jan 2011||< 1|
|Berthel Fisher & Company Financial Services, Inc.||Niotaze, KS||Nov 2009 - Jan 2011||1|
|Joslin Insurance Services, Inc.||Niotaze, KS||Jul 2004 - Dec 2009||5|
|Linsco/private Ledger Corp.||San Diego, CA||Jun 2004 - Nov 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1985|
|S65||NASAA Investment Advisors Law Examination||Mar 1995|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops