Tandy Joslin, financial advisor Niotaze KS
61 score

Tandy Joslin

CRD Number: 1357118
Current Firm: Ssn Advisory, Inc.

Tandy Joslin (CRD# 1357118) is an Investment Advisor Representative working at Ssn Advisory, Inc. in Niotaze, KS and has over 31 years of experience in the finance industry. Tandy Joslin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securities Service Network Niotaze, KS Jan 2012 - Current 4
Joslin Financial Services, Inc. Niotaze, KS Dec 2006 - Current 10
Joslin Financial Services, Inc. - Insurance Niotaze, KS Dec 2006 - Current 10
Cfd Investments, Inc. Kokomo, IN Jan 2011 - Dec 2011 < 1
Creative Financial Designs, Inc. Kokomo, IN Jan 2011 - Dec 2011 < 1
Berthel Fisher & Company Financial Services, Inc. Niotaze, KS Nov 2009 - Jan 2011 1
Linsco/private Ledger Corp. San Diego, CA Jun 2004 - Nov 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1985
S65 NASAA Investment Advisors Law Examination Mar 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Tandy L. Joslin
Phone Number: 800-264-5499
Registered State(s):
  • KS
By the Numbers
  • Total Assets Under Management
    1,482
    MILLIONS
  • Total Number of Accounts
    8,662
    ACCOUNTS
  • Average Account Value
    $171,117
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
61

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