Barbara Sepulvado, financial advisor Noble LA

Barbara Sepulvado

CRD Number: 3124743
Current Firm: Mml Investors Services, LLC

Barbara Sepulvado (CRD# 3124743) is an Investment Advisor Representative working at Mml Investors Services, LLC in Noble, LA and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Noble, LA Mar 2017 - Current 7
Massmutual Life Insurance Co Noble, LA Jul 2016 - Current 7
Metlife Securities Shreveport, LA Dec 2002 - Mar 2017 14
Metlife Insurance Company Shreveport, LA Dec 2002 - Jul 2016 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2003
Contact Info for Barbara D. Sepulvado
Phone Number: (413)737-8400
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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