Matthew Stephens, financial advisor Norcross GA
96 score

Matthew Stephens

CRD Number: 5578138
Current Firm: Triad Hybrid Solutions, LLC

Matthew Stephens (CRD# 5578138) is an Investment Advisor Representative working at Triad Hybrid Solutions, LLC in Norcross, GA and has over 8 years of experience in the finance industry. Matthew Stephens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Triad Hybrid Solutions, LLC Norcross, GA Nov 2014 - Current 2
Triad Advisors, Inc. Norcross, GA Nov 2014 - Current 2
Lpl Financial LLC Wilmington, NC Oct 2013 - Nov 2014 1
Wells Fargo Advisors LLC Wilmington, NC Jul 2008 - Oct 2013 5
Wachovia Securities, LLC Wilmington, NC Jul 2008 - May 2009 < 1
Stephens Homes, Inc. Southport, NC Jul 2005 - Jul 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Contact Info for Matthew J. Stephens
Phone Number: 866-580-8219
Registered State(s):
  • CT
  • NC
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    134
    MILLIONS
  • Total Number of Accounts
    1,155
    ACCOUNTS
  • Average Account Value
    $116,364
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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