James Wapelhorst, financial advisor Norfolk NE
93 score

James Wapelhorst

CRD Number: 5501101
Current Firm: Northwestern Mutual Investment Services,llc

James Wapelhorst (CRD# 5501101) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Norfolk, NE and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Norfolk, NE Dec 2008 - Current 8
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2008 - Current 8
Northwestern Mutual Investment Services, LLC Norfolk, NE Jul 2012 - Mar 2016 3
Northwestern Mutual Investment Services, LLC Omaha, NE Mar 2008 - Dec 2008 < 1
City Of Norfolk Norfolk, NE Jul 2002 - Mar 2008 5
Sports Denn Norfolk, NE Jun 2006 - Feb 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for James T. Wapelhorst
Phone Number: 866-664-7737
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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