Michael Taylor, financial advisor Norfolk NE
93 score

Michael Taylor

CRD Number: 1018877
Current Firm: Wealth Management LLC

Michael Taylor (CRD# 1018877) is an Investment Advisor Representative working at Wealth Management LLC in Norfolk, NE and has over 31 years of experience in the finance industry.

Similar Advisors
Ryan Anderson, financial advisor Norfolk NE
Ryan B. Anderson
CRD# 4319631
Commonwealth Financial Network
Score
96
Similar Advisors
Daniel Goeken, financial advisor Norfolk NE
Daniel K. Goeken
CRD# 1615283
Securities America Advisors, Inc.
Score
96
Similar Advisors
Terry Heimes, financial advisor Norfolk NE
Terry J. Heimes
CRD# 2556874
Commonwealth Financial Network
Score
96
Company Name Location Dates Years
Vestory LLC Bellevue, WA Mar 2012 - Current 4
Wealth Management, LLC Norfolk, NE Sep 2011 - Current 5
Elliott Cove Capital Management Seattle, WA Sep 2013 - Dec 2013 < 1
Unemployed Corbett, OR Jul 2011 - Aug 2011 < 1
Rfs Partners San Francisco, CA Feb 2010 - Jul 2011 1
Ccm Partners San Francisco, CA Feb 2010 - Jul 2011 1
California Investment Trust San Francisco, CA Feb 2010 - Jun 2011 1
The Leaders Group Inc. Littleton, CO Sep 2009 - Feb 2010 < 1
Unemployed Corbett, OR Jun 2009 - Sep 2009 < 1
Mg Trust Company LLC Denver, CO Mar 2008 - Jun 2009 1
Royal Alliance Associates Lake Oswego, OR Sep 2005 - Apr 2008 2
Portfolio Strategies, Inc. Tacoma, WA Sep 2003 - Mar 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1984
S65 NASAA Investment Advisors Law Examination Dec 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Michael D. Taylor
Phone Number: 402-371-1160
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    837
    MILLIONS
  • Total Number of Accounts
    3,630
    ACCOUNTS
  • Average Account Value
    $230,553
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, CA, CO, FL, GA, IA, ID, IL, KS, KY, MI, MN, MO, NC, NE, NH, NJ, NY, OK, OR, PA, SC, TX, WA, WI

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.