Michael TaylorCRD Number: 1018877
Current Firm: Wealth Management LLC
Michael Taylor (CRD# 1018877) is an Investment Advisor Representative working at Wealth Management LLC in Norfolk, NE and has over 33 years of experience in the finance industry.
Securities America Advisors, Inc.
Commonwealth Financial Network
Lpl Financial LLC
|Vestory LLC||Bellevue, WA||Mar 2012 - Current||6|
|Wealth Management, LLC||Norfolk, NE||Sep 2011 - Current||6|
|Elliott Cove Capital Management||Seattle, WA||Sep 2013 - Dec 2013||< 1|
|Unemployed||Corbett, OR||Jul 2011 - Aug 2011||< 1|
|Rfs Partners||San Francisco, CA||Feb 2010 - Jul 2011||1|
|Ccm Partners||San Francisco, CA||Feb 2010 - Jul 2011||1|
|California Investment Trust||San Francisco, CA||Feb 2010 - Jun 2011||1|
|The Leaders Group Inc.||Littleton, CO||Sep 2009 - Feb 2010||< 1|
|Unemployed||Corbett, OR||Jun 2009 - Sep 2009||< 1|
|Mg Trust Company LLC||Denver, CO||Mar 2008 - Jun 2009||1|
|Royal Alliance Associates||Lake Oswego, OR||Sep 2005 - Apr 2008||2|
|Portfolio Strategies, Inc.||Tacoma, WA||Sep 2003 - Mar 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1984|
|S65||NASAA Investment Advisors Law Examination||Dec 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management1,115MILLIONS
Total Number of Accounts4,400ACCOUNTS
Average Account Value$253,475
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, CA, CO, FL, GA, IA, ID, IL, KS, KY, MI, MN, MO, NC, NE, NH, NJ, NY, OK, OR, PA, SC, TX, WA, WI
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