Alexandra Babb, financial advisor Norfolk VA
78 score

Alexandra Babb

CRD Number: 5896187
Current Firm: Advice And Planning Services

Alexandra Babb (CRD# 5896187) is an Investment Advisor Representative working at Advice And Planning Services in Norfolk, VA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Norfolk, VA Nov 2015 - Current 1
Tiaa Norfolk, VA Nov 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk, VA Mar 2011 - Nov 2015 4
Bank Of America, N.a. Norfolk, VA Mar 2011 - Nov 2015 4
Nancy Chandler Norfolk, VA Oct 2005 - Nov 2012 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Alexandra F. Babb
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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