Alexandra BabbCRD Number: 5896187
Current Firm: Advice And Planning Services
Alexandra Babb (CRD# 5896187) is an Investment Advisor Representative working at Advice And Planning Services in Norfolk, VA and has over 6 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Tiaa-cref Individual & Institutional Services, LLC||Norfolk, VA||Nov 2015 - Current||2|
|Tiaa||Norfolk, VA||Nov 2015 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Norfolk, VA||Mar 2011 - Nov 2015||4|
|Bank Of America, N.a.||Norfolk, VA||Mar 2011 - Nov 2015||4|
|Nancy Chandler||Norfolk, VA||Oct 2005 - Nov 2012||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management21,673MILLIONS
Total Number of Accounts55,750ACCOUNTS
Average Account Value$388,745
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV