Andrew MerchantCRD Number: 5296286
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Andrew Merchant (CRD# 5296286) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Norfolk, VA and has over 10 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Bank Of America, N.a.||Norfolk, VA||Mar 2013 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Norfolk, VA||Jan 2013 - Current||5|
|Waddell & Reed, Inc.||Virginia Beach, VA||Aug 2011 - Feb 2013||1|
|Various Insurance Carriers For W&r Insurance Agencies||Virginia Beach, VA||Aug 2011 - Feb 2013||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Virginia Beach, VA||Feb 2007 - Aug 2011||4|
|Unemployed||Virginia Beach, VA||Dec 2006 - Feb 2007||< 1|
|The Southwestern Company||Nashville, TN||Apr 2002 - Dec 2006||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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