Caroline SorokosCRD Number: 5485975
Current Firm: Suntrust Investment Services, Inc.
Caroline Sorokos (CRD# 5485975) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Norfolk, VA and has over 8 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Suntrust Bank||Norfolk, VA||Nov 2015 - Current||1|
|Suntrust Investment Services, Inc.||Atlanta, GA||Nov 2015 - Current||1|
|Suntrust Investment Services, Inc.||Atlanta, GA||Apr 2015 - Nov 2015||< 1|
|Suntrust Bank||Norfolk, VA||Apr 2015 - Nov 2015||< 1|
|Raymond James Financial Services Advisors Inc.||Virginia Beach, VA||Sep 2012 - Apr 2015||2|
|Raymond James Financial Services||Virginia Beach, VA||Sep 2012 - Apr 2015||2|
|Monarch Bank||Virginia Beach, VA||Sep 2012 - Apr 2015||2|
|Suntrust Investment Services, Inc.||Newport News, VA||Feb 2008 - Sep 2012||4|
|Suntrust Bank||Newport News, VA||Jun 1985 - Sep 2012||27|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2009|
|S65||NASAA Investment Advisors Law Examination||Mar 2009|
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV