James EdwardsCRD Number: 5502156
Current Firm: Ubs Financial Services Inc.
James Edwards (CRD# 5502156) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Norfolk, VA and has over 9 years of experience in the finance industry.
Lincoln Financial Advisors Corporation
Pathway Financial Planning, Inc.
Virginia Capital Management Group Inc.
|Ubs Financial Services Inc.||Norfolk, VA||Apr 2014 - Current||3|
|Suntrust Banks||Norfolk, VA||Jul 2011 - Apr 2014||2|
|Suntrust Investment Services,inc||Atlanta, GA||Jul 2011 - Apr 2014||2|
|Wachovia Securities, LLC||Norfolk, VA||Mar 2008 - Jul 2011||3|
|Wachovia Bank, N.a.||Norfolk, VA||Feb 2008 - Jul 2011||3|
|Steelmaster Buildings LLC||Virginia Beach, VA||Nov 2005 - Feb 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2008|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops