James EdwardsCRD Number: 5502156
Current Firm: Ubs Financial Services Inc.
James Edwards (CRD# 5502156) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Norfolk, VA and has over 9 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Ubs Financial Services Inc.||Norfolk, VA||Apr 2014 - Current||3|
|Suntrust Banks||Norfolk, VA||Jul 2011 - Apr 2014||2|
|Suntrust Investment Services,inc||Atlanta, GA||Jul 2011 - Apr 2014||2|
|Wachovia Securities, LLC||Norfolk, VA||Mar 2008 - Jul 2011||3|
|Wachovia Bank, N.a.||Norfolk, VA||Feb 2008 - Jul 2011||3|
|Steelmaster Buildings LLC||Virginia Beach, VA||Nov 2005 - Feb 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2008|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV