Joseph WeinbergCRD Number: 6379753
Current Firm: Suntrust Investment Services, Inc.
Joseph Weinberg (CRD# 6379753) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Norfolk, VA and has over 2 years of experience in the finance industry.
Pathway Financial Planning, Inc.
Lincoln Financial Advisors Corporation
Virginia Capital Management Group Inc.
|Suntrust Bank||Norfolk, VA||Jul 2014 - Current||3|
|Suntrust Investment Services, Inc.||Atlanta, GA||Jul 2014 - Current||3|
|Suntrust Bank||Norfolk, VA||Sep 2011 - Jul 2014||2|
|Suntrust Bank||Charleston, SC||Sep 2007 - Sep 2011||4|
|Dano's||Columbia, SC||Mar 2003 - Sep 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2015|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV