John Halloran, financial advisor North Andover MA
93 score

John Halloran

CRD Number: 5480325
Current Firm: Santander Securities

John Halloran (CRD# 5480325) is an Investment Advisor Representative working at Santander Securities in North Andover, MA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Santander Securities LLC San Juan, PR Sep 2015 - Current 2
Santander Bank Na Methuen, MA Aug 2015 - Current 2
Bank Of America, N.a. Acton, MA Dec 2012 - Aug 2015 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Acton, MA Nov 2012 - Aug 2015 2
Columbia Management Distributors, Inc. Boston, MA Apr 2009 - Sep 2012 3
Putnam Inv/putnam Retail Management Andover, MA Jan 2008 - Apr 2009 1
Stonehill College Easton, MA Sep 2003 - Dec 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S66 NASAA Uniform Combined State Law Examination May 2010
Contact Info for John R. Halloran
Phone Number: 787-759-5378
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    556
    MILLIONS
  • Total Number of Accounts
    3,432
    ACCOUNTS
  • Average Account Value
    $162,047
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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