Daniel Mercado (CRD# 2428240) is an Investment Advisor Representative working at Schorn Wealth in Englewood, FL and has over 27 years of experience in the finance industry.
CRD# 1493667
Spire Wealth Management, LLC
CRD# 2700373
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 3143414
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fiduciary Planning LLC | North Branford, CT | Jul 2019 - Current | 4 |
| Sorrento Pacific Financial, LLC | San Diego, CA | Jul 2019 - Current | 4 |
| Mercado Financial Group, LLC | North Brandford, CT | Aug 2013 - Current | 10 |
| First Allied Securities, Inc. | North Branford, CT | May 2008 - Jun 2019 | 11 |
| First Allied Advisory Services, Inc. | North Branford, CT | May 2008 - Jun 2019 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1996 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management290MILLIONS
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Total Number of Accounts1,472ACCOUNTS
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Average Account Value$196,926
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, CT, DE, FL, MD, NC, NJ, NY, PA, SC, TX
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