Alan Mott, financial advisor North Brunswick NJ
68 score

Alan Mott

CRD Number: 1176377
Current Firm: Global Financial Private Capital, LLC

Alan Mott (CRD# 1176377) is an Investment Advisor Representative working at Global Financial Private Capital, LLC in North Brunswick, NJ and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Global Financial Private Capital, LLC Sarasota, FL Oct 2014 - Current 2
Mott Investment Services, LLC North Brunswick, NJ Oct 2014 - Current 2
Mott Tax Advisory Services North Brunswick, NJ Dec 2012 - Current 4
National Senior Associate Company North Brunswick, NJ Jun 1996 - Current 20
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Alan E. Mott
Phone Number: 866-641-2186
Firm Website: http://www.gf-pc.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    5,864
    MILLIONS
  • Total Number of Accounts
    66,671
    ACCOUNTS
  • Average Account Value
    $87,959
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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