Victoria Kaufman, financial advisor North Cape May NJ
93 score

Victoria Kaufman

CRD Number: 3110924
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Victoria Kaufman (CRD# 3110924) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in North Cape May, NJ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Court House, NJ Oct 2014 - Current 2
Bank Of America, N.a. Court House, NJ Oct 2014 - Current 2
Pnc Investments LLC Pittsburgh, PA Oct 2012 - Oct 2014 2
Invest Financial Corporation Colts Neck, NJ Aug 2011 - Oct 2012 1
Wachovia Securities, LLC Howell, NJ Jun 2003 - Aug 2011 8
Wachovia Bank, N.a. Howell, NJ Jun 2002 - Aug 2011 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Jan 2013
Contact Info for Victoria A. Kaufman
Phone Number: 800-637-7455
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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